The role of empathy in research

Our ability to empathize is key to our success as researchers. To understand the human conditions, social relations, cultural meanings we must first understand and only after that to engage in the conversations of what if.imgres I recently came across a FB post by Kirstie Elgersma. I’ve extracted some parts of her post to illustrate what empathy is and, more importantly, is not:

A monologue on Empathy:
If someone said to me today,’Holy crap, Kristie. Life freakin’ sucks. I’m so broke. And I feel so scared. I’ve never been this far down before. I don’t know how I’m going to make it…’

– I would rarely say:
‘Well where do you live? I can help you find a job….’
That’s fixing it. And no one needs to be ‘fixed’.

– I would rarely IF EVER say:
‘I think you should figure out your life and get your shit together!’
That’s advising and unless they specifically asked for it, they aren’t needing that from me.

– I would rarely IF EVER say:
‘Ohhh shit! How could you let that happen?!?’
That’s interrogating… And they didn’t come looking for the Spanish Inquisition.

– I would rarely IF EVER say:
‘It’s only that way because you aren’t being positive or you aren’t trying hard enough…. You did this to yourself.’
They aren’t looking for an explanation.

– I would rarely IF EVER say:
‘Hey, you shouldn’t see it that way! There are many things in life to be thankful for.’
That would be me correcting them and they are not needing ‘correction’.

– I would rarely IF EVER say:
‘Well, there is much to be learned from this…’
They don’t need an education on what the fuck is happening to them.

– I would rarely say:
‘None of this is your fault.’
They don’t need me to console them.

– I would rarely IF EVER say:
‘Wellllll if you hadn’t quit that job you had then none if this shit might be happening right now…’
They don’t need me to evaluate their lives. And most people hate hearing,’I told you so’.

– I would rarely say:
‘Those FUCKERZ. The 1%. Fuck I wish they would die so we can all be free.’
They don’t need me to commiserate with them as much as I would want to. That serves no one.

– I would rarely IF EVER say:
‘Oh fuck you think you got it bad! You should hear what happened to this one guy I met… etc etc.’
That’s ‘one upping’ them. They don’t need to hear who has it worse than them. I could imagine that that would make people feel shitty for how they feel or feel shitty that they even shared anything with me in the first place.

– I would rarely say:
‘Hey, that reminds me of the time when I was in my early twenties….’
Telling tales distracts people from what is alive in them. And although that may be a great stall tactic it still serves nothing or no one but my furiously ‘telling tales’ thumbs.

– I would rarely say:
‘Omg! That’s so fucking awful!! I feel so bad for you!! What are you going to do?!?’
They don’t need sympathy from me either. Sympathy can dis-able a person further…..

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None of these responses is empathetic, although these responses are frequently confused with empathy. To use our capacity for empathy in research and in everyday life what is called for is to listen, to be curious, to try our very best to understand, and of course to care. Demonstrating empathy is never about telling anyone anything, it is about asking and seeking understanding. This is the first step researchers need to take before presuming they know both what the problem and its solution are.

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Design meets social science

I spend some time when teaching research methods trying to help students understand the notion of material culture… not so much the archeological notion of material culture, but the human fabricated world we currently live in. We are so accustomed to just asking or watching people in order to understand human nature that we overlook the rich data record of objects, spaces, environments we have created that say so much about us. From an anthropological stance we can make some sense of what is valued by examining housing styles, graffiti, music, cityscapes. But, so what? Charles Constantine’s thesis looks at funeral practices and rituals and although it is not a stellar piece of social science research it’s a pretty good description of contemporary North American death traditions. Based on this investigation, and the real point of Constantine’s work is to reconsider design elements of death rituals–coffins, urns and burial places. Influenced some by the ‘home funeral’ movement, Constantine re-envisions what the things and places associated with dead bodies might be like, especially in an affirming, positive way for the living.

So he designs a coffin that is a coffee table. Urns that can be used to ‘plant’ the dead thus contributing to life. Discussions of his work on design blogs haven’t been very kind–my guess is that says more about a cultural taboo on seeing death as part of life more than it does about the ideas or the design. His designs are innovative (although I personally don’t like the aesthetics of the coffin/coffee table) and quite beautiful (his urns are lovely organic pieces of sculpture).

I am left wondering sometimes why we do social science research. I don’t have a strong utilitarian bent, I think knowing about is a worthy end. But I don’t mind seeing this marriage of understand the social world through research with an eye to a thoughtful reconstruction of our social world. I don’t suspect Constantine’s designs will change the big business of death, but how informative to have this unique perspective on the funeral practices we take for granted.

Approaches to indepthness: ethnographic & longitudinal

As qualitative researchers there are different ways to think about how our research is indepth, seriously engaged with a research question and research participants. Two possibilities are immersing ourselves in a context (anthropological) or engaging with a context over a long time period (sociological) in order to deeply understand some social phenomenon.

Ethnography or ethnographic approaches are a methodology that draws us into a cultural context through participant observation over a sufficiently long enough period of time to formulate deep understandings of human experience. Living with, speaking with, and seeing from the inside out is the key to this indepth approach which is based on field work, participant observation, and interviewing. Other than the strategy of living within a cultural context, is the sociological strategy of longitudinal studies that continue engagement with research participants over a long period of time, sometimes referred to as a qualitative longitudinal study (QLS) which is based on indepth interviews with the same cohort of participants.

The same research question has been answered using both strategies. Two classic ethnographic studies that ask what happens to working class kids in schools are Paul Willis’ Learning to Labor and Jay MacLeod’s Ain’t No Makin’ It. Willis’ study looks at how British working class kids experience school so that class structures are perpetuated and MacLeod’s study looks at what happens to two groups of kids who differ by race but not class and their experiences of educational aspiration and schooling. MacLeod’s study is classic ethnography with a twist: twice after the initial research he went back to the Boston inner city neighbourhood to check in with his research participants and new editions of the book include appendices updating us about where the boys/men are at each point in time. MacLeod’s study might now be seen as a hybrid of the two approaches.

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The Long Shadow is a good example of how understanding the same phenomenon, in this case framed as the transition of urban disadvantaged youth into adulthood, might be fostered by a long sustained relationship with research participants, i.e., knowing them for a longer time rather than intimately for a shorter time. What started out as a study to look at transitioning from home to grade one turned into a 25 yr longitudinal study of 800 low income inner city Baltimore kids.

These three studies are exemplars for researchers and implicitly offer lessons and advice on how to conduct indepth qualitative research in these two different ways.

imgres-1The QLS is useful for answering questions like:

  • what changes between T1 and T2 and Tn?
  • when does change occur?
  • are there epiphanies, tipping points, revelations?
  • what is missing over time? what is consistent over time?
  • what are the contextual factors related to change or stasis?

Click here for a short paper on the advantages/disadvantages, purposes and challenges of QLS and Johnny Saldaña’s Longitudinal Qualitative Research is another good resource.

 

Field Notes ~ Cornell Method

While the good old pen and notebook work well for taking field notes there are lots of tricks and technology enhanced ways of taking notes. If you favor a more old fashioned note taking strategy organization can help. Here’s one strategy.

Cornell method… find a full description here, but the idea is simply to divide your notes page into three parts: your notes of what is going on; cues, questions, prompts; and a summary. These three space can be adapted to your own needs, and will need to be for research purposes as this method was developed for taking notes in class.

It looks something like this, in the abstract and and example. You can generate your own template for the Cornell method as well.

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crowd sourcing images as data

Crowd sourcing is an interesting strategy for data collection that I’ve written about and you can read about it here. Here is another example of crowd sourcing images around a topic, in this case the use of photo-sharing service Instagram asking teachers to  post photos throughout the day capturing moments they saw as representative of their daily lives as educators. There is a rich potential to answer a wide range of research questions with these images as the data set.

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Metaphors: how they help us to understand social life (and maybe make positive change)

I’ve written a few posts about metaphors  including their centrality to how knowledge about and action in the social world is constructed [The Power of Metaphors] and how to use a metaphoric lens during data analysis [Making Sense of Metaphors].

People use metaphors often as a short-hand, a way to capture complex ideas and relationships; to direct attention in a particular way; and often to present a moral view. In British Columbia where I live the province is in the midst of a fairly pitched battle between the teachers union and the government (ok so I’ve already tipped my hand in terms of the metaphor I use in talking about these labor relations). A rising chorus of voices have begun to use the metaphor of labor relations as marriage, not surprisingly since both the teachers union and the government claim to have the best interests of children at heart.

The labor relations as marriage works on a number of levels and not on many others. But, it is dominant in the media, the rhetoric of the union and the government, school administrators, students, and analysts. So, it needs to be taken seriously to understand the impasse in negotiations (and indeed the now decade old acrimonious relationship between the two) and using this understanding to both think and then act differently.

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Here’s a link to the article:  Does It Help to Say the BC Teachers and the Government are in a Bad Marriage?

 

 

 

confidentiality ~ the case of the Belfast Project

For years, the researchers painstakingly recorded and transcribed oral histories from many of the leaders of the factions caught up in the Troubles in Northern Ireland. They pledged absolute secrecy to their subjects until after their deaths.

This is not your typical and straightforward case of researchers’ data becoming embroiled in a legal battle, and I’ve no sense that I understand all the details, players, and consequences. In Secrets from Belfast: How Boston College’s oral history of the Troubles fell victim to an international murder investigation, Chronicle of Higher Ed reporter Beth McMurtrie gives a pretty full account of the matter. And CNN had a 2012 story, Secrets of the Belfast Project, and the text of a conference paper, The Belfast Project and the Boston College Subpoena Case about the initial subpoena was written by Anthony McIntyre. And, a good overview of the issues around resisting subpoena’s for research data can be found on the Institutional Review Blog.

That this was not a research project is apparent ~ it was not conducted by BC researchers, it was described as not your typical oral history, and there was no participation by BC institutional research review board.  Belfast Project’s organizers were: Thomas Hachey, BC’s head of Irish programs; Ed Moloney, project director and journalist; Anthony McIntyre, project interviewer, historian, and former IRA member; and Robert O’Neill, head of the Burns Library at BC.

One imagines that BC’s motivations were complex:

An Irish-American success story, BC has risen from a modest 19th-century college, founded to educate the children of poor Irish immigrants, into a prestigious institution with an endowment of nearly $2-billion. It has proudly maintained its connections to Ireland through its Irish collection at the Burns Library, its Irish-studies program, and its Irish Institute, which attempts to promote reconciliation in Ireland and Northern Ireland through professional-development programs.

Some have suggested that had there been IRB review and approval for the project, none of this would have happened. This is unlikely, as IRBs are relatively feeble guardians of confidentiality. And, this is a serious problem for research (oral history is certainly a prime example) where narrators, participants, and sources are necessarily named. Others have noted the chilling effect the successful subpoena will have on research on criminal, political and violent social phenomena.

This case is a mess and there is little reason to believe we understand all that is going on. However, researchers continue to do research and the legal and criminal battle around the Belfast Project should provide fodder for continued debate about how research can be done ethically, especially when the focus is something illegal or criminal. Just a few take aways:

  1. researchers should be more cautious about the promises of confidentiality they make… simply saying it isn’t much of a guarantee, but explicitly considering how and if indeed confidentiality is necessary is essential
  2. new strategies for protecting confidentiality are needed, so leaks to the press and police are avoided
  3. universities need to step up to the legal plate and defend researchers and all of the IRB hoops they ask researchers to jump through… if researchers are required by the university to promise confidentiality then the university is obligated to defend that promise

See also, my previous posts on the Luka Magnotta case in Ottawa, where the courts upheld the confidentiality of research interviews.

UPDATE: Boston College has agreed to return interview tapes and transcripts to interviewees who request them. It’s the least they can do, but the Belfast Project debacle illustrates how politics and lack of consideration for ethical issues might make very interesting research nearly impossible.

UPDATE: NBC News requested the release of the Belfast Project transcripts, and a federal court judge has ruled against that request.